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The Emergence Of On-line Tradi
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All the enthusiasm in the brokerage industry no longer centers on mutual funds as it did before internet became an everyday household word. Now, much attention surrounds on-line investing in the brokerage industry. On-line investing has only recently begun to expand at astronomical rates. As personal computers become nearly an essential part of ....
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....ess conduct; setting qualification standards for securities industry professionals: examining members for their financial and operational condition, as well as their compliance with appropriate rules and regulations; investigating alleged violations of securities laws and the NASD's own rules; discipline [these violations]; and responding to inquir.... |
| Word count: 4528 |
Page count: 17 |
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